Description: Compliance Norms in Financial Institutions : Measures, Case Studies and Best Practices, Paperback by Braun, Tomasz, ISBN 3030249689, ISBN-13 9783030249687, Like New Used, Free shipping in the US Initially, introducing compliance functions within the financial industry had been forced by regulatory scrutiny. Later, it started to spread to other regulated companies, in particular those publicly listed. Now, compliance has become an asset of corporates that want to build their reliability among clients, shareholders, employees and business partners. This book looks at the efficiency of the compliance measures introduced and the best practices of building compliance norms.This recently observed practice of compliance was triggered by the expectation of regulators, shareholders, clients, business partners and the public for robust compliance mechanisms. This book looks at the vast interest in this topic among business people who strive to introduce the systems and the mechanisms of non-compliance risk management in their companies and at the uncountable difficulties and obstacles they meet. Th fills the gap of thorough analysis of this subject by pointing out the solutions successfully introduced in global financial organizations, and would be of interest to academics, researchers and practitioners in corporate finance, corporate governance and risk management.
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Restocking Fee: No
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Book Title: Compliance Norms in Financial Institutions : Measures, Case Studies and Best Practices
Number of Pages: VII, 356 Pages
Language: English
Publisher: Springer International Publishing A&G
Publication Year: 2020
Topic: Finance / Financial Risk Management, Corporate Governance, General, Industries / Financial Services
Illustrator: Yes
Genre: Law, Business & Economics
Item Weight: 16.9 Oz
Author: Tomasz Braun
Item Length: 8.3 in
Item Width: 5.8 in
Format: Trade Paperback